Directive 2014/65/EU in financial instruments (MiFID II) requires investment firms who execute client orders to summarise and make public on an annual basis, for each class of financial instruments the top five execution venues/brokers in terms of trading volumes where they executed client orders in the preceding year.
The purpose of this document is to set out the AIG Asset Management (Europe) Limited (“AAMEL”) Pillar 3 disclosures on risk management and capital adequacy as at 31 December 2018.
These disclosures are prepared in accordance with the Capital Requirements Directive III (“CRD III” or “the Directive”) which implements the Basel II Accord (Capital Framework) in the European Union. CRD III established a revised regulatory capital framework across Europe governing the amount and nature of capital that must be maintained by investment firms, like AAMEL.
AIG Asset Management (Europe) Limited is currently assessing the impact of new rules driven by SRD II and, in particular, whether it is appropriate to develop, and publish, a shareholder engagement policy for the listed companies covered by SRD II.
AIG Asset Management (Europe) Limited is committed to ensuring that no practices of modern slavery or human trafficking take place within its business, whether directly or within the supply chain.
Read the full ' AIG Asset Management (Europe) Limited - Modern Slavery statement' here.